Rocfin Capital
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Rocfin Capital (best viewed with Flash version 8)

Our Approach

Rocfin provides strategic advisory, financial and management consulting services across a variety of industries. Our advisors are typically engaged either on a project basis or long-term, often providing interim or contact CFO/COO services. Our team brings extensive experience in regulatory compliance, business planning and development, pricing and valuation, business optimization, negotiation, capital funding, as well as legal and tax matters. The following provides a few examples of recent engagements.

Services
  • Strategic Planning
  • Financial Advisory
  • Operations Management
  • Regulatory Compliance
  • Project Development
  • Debt & Equity
  • Mergers & Acquisitions
  • Corporate Restructuring
  • Workouts

  • Industries & Experience
  • Health Care
  • Banking
  • Financial Services
  • Technology & Software
  • Environmental
  • Emerging Technologies
  • Energy
  • Supply Chain
  • E-Business

  • Our Mission
  • Strategy
  • Execution &
  • Control
  • Rocfin provided feasibility analysis and early stage development plans for an 80,000 sq ft hospital-owned medical office building to protect and expand the hospital's geographic reach. In addition, Rocfin helped develop and market highly specialized cost efficient brachytherapy and stereotactic radiosurgery treatment programs. This process helped the Hospital better understand its competition.
    Rocfin Advisors worked with a team of banking executives on early stage planning and operational development, which led to the formation of an independent state chartered bank; and provided long-term advisory services to certain members of the Board of Directors. Strategic business planning, organization of an independent board of directors, operational budget planning, policy creation, by-law and incorporation for commercial operations, lease negotiation and interfacing with various regulatory agencies.
    When a local financial services company was placed under a regulatory Memo of Understanding, Rocfin Advisors was retained to respond to the MOU. Rocfin was able to draft additional credit policy for the bank, craft a new strategic plan, create a new operating budget, help the company significantly reduce expenses and prepare the company for recapitalization through a non cumulative perpetual preferred stock offering.
    As contract CFO/COO to Southern California Hospital/Physician joint venture cancer treatment centers, Rocfin provides finance and operations support and services, including: long-term strategic planning; regulatory compliance (Stark and federal anti-kickback regulations); operations and finance policies and procedures; contract negotiations; operating budget management; and capital strategies.
    When a green related packaging company was supplying 275 specialty grocery stores with packaging related products, the company had a difficult time understanding why working capital was thin. Rocfin Advisors carefully facilitated the management of networking interconnected businesses involved in the procurement, manufacturing, packaging and distribution required by customers. Rocfin Advisors was able to identify inefficiencies in supply chain management spanning all movement and storage of raw material work-in-process inventory, and finished goods from point of origin to point of consumption. Designing a plan for monitoring, control and execution of supply chain strategic plan assisted this company creating true net value, build a competitive infrastructure and leverage logistics while synchronizing supply with demand while improving the company's working capital and overall financial position.
    Rocfin advisors helped an established film production group plan and structure an investment fund targeting independent films featuring "A-List" talent
    Rocfin advisors structured and facilitated the acquisition of an east coast cancer treatment center; subsequently resold one year later at a 400% return on investment.
    Providing interim CFO and COO duties, Rocfin has helped bring a bio-plastic clean technology company from startup to commercial operations, including strategic planning; capital acquisition; business development; product development; operations and financial systems and controls.
    Rocfin advisors provided business planning and early stage development for a startup IT company providing medical quality assurance analysis and services.
    When a northern California hospital lost its contract for professional radiology services, Rocfin helped restructure the radiology department; negotiated and closed key contracts to provide continued diagnostic and interventional radiology services.



    1550 Tiburon Blvd, Suite K
    PO Box 1045
    Tiburon, CA 94920
    Strategic Advisory &
    Management Consulting Services
    www.rocfin.com
    Phone: (415) 652-8061 
    Fax: (415) 704-3258 
    info@rocfin.com

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